2026 rules

IRA Withdrawal Rules 2026: 5-Year Clocks, Age 59.5, SEPP 72(t), and All Exceptions

IRA withdrawal rules are frequently misunderstood, especially the two separate Roth 5-year clocks. This page separates the rules clearly, lists all 13 early withdrawal exceptions, and explains SEPP 72(t) for early retirees.

The Basics: Traditional vs Roth Withdrawal Treatment

Traditional IRA

  • Any withdrawal is taxable as ordinary income.
  • Before age 59.5: additional 10% early withdrawal penalty, unless an exception applies.
  • After age 59.5: no penalty, but full ordinary income tax on every dollar withdrawn (including any basis from non-deductible contributions, tracked on Form 8606).
  • RMDs begin at age 73 (born 1951-1959) or 75 (born 1960+).

Roth IRA

  • Contributions: always withdrawable tax-free and penalty-free at any age.
  • Earnings: tax-free and penalty-free only in a “qualified distribution” (account open 5+ years AND age 59.5+ or exception).
  • No RMDs during the account owner’s lifetime.
  • Ordering rule: contributions come out first, then conversions, then earnings.

The two 5-year rules - explained clearly

Clock 1: The Roth Account 5-Year Rule

Applies to: the tax-free treatment of Roth earnings. Your Roth IRA must have been open (first contribution made) for at least 5 tax years before earnings can be withdrawn tax-free. The 5-year period starts January 1 of the year of your first Roth IRA contribution, to any Roth IRA you own. Once this clock clears, all future earnings on Roth IRAs you own are tax-free (assuming you are 59.5+ or have an exception). You only start this clock once, ever.

Clock 2: The Roth Conversion 5-Year Rule

Applies to: the 10% early withdrawal penalty on converted amounts, for people under 59.5. Each Roth conversion has its own independent 5-year clock. If you are under 59.5 and withdraw a converted amount before it has been in Roth for 5 years, you owe the 10% penalty on that converted amount. Once you are 59.5, this clock is irrelevant for penalty purposes (though Clock 1 still applies to earnings). This is the clock that the Roth conversion ladder relies on.

Roth IRA Withdrawal Ordering Rules

The IRS specifies the order in which Roth IRA funds are withdrawn. This ordering determines what tax and penalty rules apply.

First out

Regular contributions

Always tax-free and penalty-free

Second out

Converted amounts (oldest first)

Tax-free; penalty applies if under 59.5 and conversion is less than 5 years old

Last out

Earnings (investment returns)

Tax-free and penalty-free only if qualified; otherwise taxable + 10% penalty

The practical implication: most Roth IRA owners who contributed regularly will never touch earnings at all, because contributions and older conversions get exhausted first. This makes early withdrawal rules largely irrelevant for typical Roth holders.

All 13 Early Withdrawal Exceptions

These exceptions apply to both Traditional and Roth IRA early withdrawals (before age 59.5). They waive the 10% penalty but NOT the ordinary income tax on Traditional withdrawals.

01

First-time home purchase ($10,000 lifetime cap per IRA owner)

02

Qualified higher education expenses (tuition, fees, books, supplies)

03

Medical expenses exceeding 7.5% of adjusted gross income

04

Health insurance premiums paid during a period of unemployment

05

Disability (total and permanent)

06

Death (beneficiary access to inherited IRA)

07

IRS levy

08

Substantially Equal Periodic Payments (SEPP 72t) rule

09

Birth or adoption ($5,000 per child, added by SECURE Act 2019)

10

Qualified disaster distribution (up to $22,000 per disaster)

11

Emergency expenses ($1,000 per year, added by SECURE 2.0)

12

Domestic abuse victim distribution ($10,000 or 50% of balance, SECURE 2.0)

13

Terminal illness certification (SECURE 2.0)

Source: IRS Pub 590-B and SECURE Act 2.0 amendments. Last verified April 2026. Some exceptions have specific requirements; consult IRS.gov for details.

SEPP 72(t): Early Retirement Access Without Penalty

Substantially Equal Periodic Payments (SEPP) under IRS Rule 72(t) allow you to take distributions from your IRA before age 59.5 without the 10% penalty. Payments must continue for the longer of 5 years or until you reach age 59.5.

RMD method

Recalculates payment each year based on account balance and life expectancy divisor. Lower but variable annual payments.

Fixed amortization

Fixed payment calculated once using account balance, life expectancy, and IRS-approved interest rate. Higher and consistent payments.

Fixed annuitization

Uses an annuity factor from IRS tables. Similar to amortization. Most complex calculation.

Warning: modification triggers retroactive penalty

If you modify the SEPP schedule before the required period ends (5 years or age 59.5, whichever is later), the IRS imposes a retroactive 10% penalty on ALL payments made since the plan started, plus interest. This is one of the more punitive provisions in the tax code. Structure the plan carefully with professional guidance.

Frequently Asked Questions

Can I withdraw Roth IRA contributions anytime?+
Yes. Your Roth IRA contributions (not earnings) can be withdrawn at any time, at any age, tax-free and penalty-free. The ordering rules say contributions come out first. Only after all contributions are exhausted do earnings come out. Most Roth IRA withdrawals never touch earnings at all, especially in the first decades of investing.
What is the Roth IRA 5-year rule?+
There are actually two separate 5-year rules. The first applies to the Roth account: the account must be open for at least 5 years before earnings on contributions are tax-free in a qualified distribution. The second applies to each Roth conversion: each conversion has its own 5-year clock for avoiding the 10% early withdrawal penalty on that converted amount before age 59.5.
Can I avoid the 10% early withdrawal penalty by using SEPP 72(t)?+
Yes. Under IRS Rule 72(t), you can take Substantially Equal Periodic Payments from your IRA without the 10% penalty before age 59.5. Payments must continue for the longer of 5 years or until you reach 59.5. There are three calculation methods: RMD method, fixed amortization, and fixed annuitization. Once started, the payment schedule cannot be modified without penalty.
What happens if I miss the 60-day rollover window?+
If you receive a distribution and fail to redeposit it into an IRA within 60 days, the full amount is taxable as ordinary income plus a 10% early withdrawal penalty if you are under 59.5. You can request an IRS waiver of the 60-day rule in cases of financial hardship, but approval is not guaranteed. The once-per-12-months limit also applies to indirect rollovers.
Do I owe state income tax on early IRA withdrawals?+
Yes, in most states. State income tax applies to most IRA withdrawals in the same way federal tax does. A few states (Pennsylvania, New Hampshire) have special rules for retirement income. Some states exempt pension/IRA income for residents over a certain age. Check your specific state's treatment before taking a withdrawal.

Updated 2026-04-27